Our Team – Compliance

  • Diane CregeenCompliance Officer
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    Diane Cregeen – Compliance Officer

    Born in the Isle of Man, Di joined as Compliance Officer in March 2017 and is the Deputy Money Laundering Reporting Officer. She previously worked for an assurance company for 18 years and held a variety of roles covering investments, client relationship, back office administration and team leadership/management. Di has recently passed the ICA Diploma in Governance, Risk and Compliance with distinction and is a Member of the Alliance of Isle of Man Compliance Professionals and a Professional Member of the International Compliance Association.

    T // +44 (0) 1624 604752

    E // dcregeen@fim.co.im

  • Julie HaslettGroup Head of Compliance & Risk
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    Julie Haslett – Group Head of Compliance & Risk

    Julie joined FIM Capital Limited in September 2006 as Compliance Manager and gained additional responsibility as Head of Compliance & Risk in April 2016. Prior to joining FIM Capital Julie was the Head of Compliance for a local private bank. Julie has 25 years’ experience in all aspects of compliance covering investment management, fund administration, Insurance, banking, trust and company administration. She passed the Compliance Institute examinations in 2001 and is a Member of the Alliance of Isle of Man Compliance Professionals.

    T // +44 (0) 1624 604750

    E // jhaslett@fim.co.im

  • Katie CrichtonCompliance Administrator
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    Katie Crichton – Compliance Administrator

    Katie joined FIM in January 2017, covering maternity leave in the Secretarial Team before joining permanently as an Investment Administrator in January 2018, then she became a Compliance Administrator in May 2018. Prior to joining FIM Capital, Katie gained 12 years experience working in the life assurance industry as an underwriter before taking a career break to raise her family.

    T // +44 (0) 1624 604716

    E // kcrichton@fim.co.im

  • Tracy Nicholl-ClarkeAssistant Compliance Officer
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    Tracy Nicholl-Clarke – Assistant Compliance Officer

    Tracy joined FIM on a temporary contract in March 2019 to work on the Client Risk Review project, before becoming a permanent employee on 1st September 2019. For the previous 5 years, she was self-employed, having her own business, after spending 23 years working within the banking industry (Life Insurance sector). Her most recent roles included that of Operations Team Manager and Verification Manager for Regulated Sales across Offshore. Tracy holds the Financial Planning Certificate, Certificate in Offshore Administration and a Diploma in Regulated Financial Planning.

    T // +44 (0) 1624 604753

    E // tnichollclarke@fim.co.im

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